Quality Standards Update

by Paul Scicchitano



Walk, Don't Run to Registration

No one is clamoring for their suppliers
to seek ISO 14001 registration, at
least not in the United States.


Unless you've been doing business on the ringed planet for the past couple of years, you probably are familiar with ISO 9000 by now.

There are more than 120,000 third-party registration certificates to the international quality assurance requirements throughout the world, 11,000 of which are in the United States alone. About 100 countries have logged certificates-from as far away as Iran, Zaire and Australia, according to a recently released survey by Mobil Europe Ltd.

Few would argue that ISO 9000 registration is anything short of a phenomenon. For many companies, both large and small, the requirements have brought the first taste of a comprehensive quality approach to management. This may explain ISO 9000's growing stature among purchasers and its distinction as the best-selling set of standards in the history of the Geneva-based International Organization for Standardization.

ISO recently published what many experts are heralding as the follow-up to ISO 9000-the long-awaited ISO 14001 standard for environmental management systems and a companion guidance document, ISO 14004.

Comparisons between the quality and environmental standards will be inevitable. The major difference, according to some experts, is that ISO 14001 is based on the Deming cycle, also called the plan-do-check-act, which is an improvement cycle. ISO 9001, by contrast, deals with key processes that do not necessarily constitute an improvement cycle.

ISO 14001 nevertheless shares common management system principles with ISO 9001, requiring companies to have a general policy providing the framework for setting and reviewing environmental objectives and targets. Like ISO 9001, it also requires companies to perform a management review and have procedures in place to address corrective and preventive actions and training.

Done properly, an environmental management system based on ISO 14001 will provide assurances that companies comply with all relevant laws and regulations, including prevention of pollution, and that they have a management system to achieve their objectives and targets with respect to environmental management. The system must be structured in such a way as to facilitate improvement.

If you haven't surmised already, there's one other big similarity to ISO 9000: Your company can get registered to it.

This, of course, comes as no small delight to firms whose fortunes rise and fall on the number of management system audits they perform. Many of the firms providing ISO 9000 registration services in the United States also are expanding into the ISO 14000 arena. The same holds true for the legions of ISO 9000 consultants and training organizations.

Many experts believe the publication of the environmental standards marks the beginning of the next great management wave after ISO 9000. In my opinion, it probably will take some time in the United States for companies to be able to make a business case for registration of their environmental management systems. There does not yet appear to be a strong business reason to seek registration at the present time.

No one is clamoring for their suppliers to seek ISO 14001 registration, at least not in the United States. And the Environmental Protection Agency shows little inclination toward endorsing the concept of ISO 14001 registration any time soon. It is far more likely that the EPA will continue to incorporate ISO 14001 in its myriad of voluntary programs, and possibly even into some of its criminal enforcement activities, says Mary C. McKiel, who is responsible for coordinating EPA activities with respect to the ISO 14000 standards.

The private sector also appears to be noncommittal to ISO 14001 registration at the present time. A recent survey of all ISO 9000 registrars operating in North America finds that the overwhelming majority of firms estimate less than 40 percent of their registered clients will seek registration to ISO 14001.

Companies in other countries appear to be pursuing registration in greater numbers. Regulators in a number of countries are expected to reference ISO 14001 in some fashion, either in environmental regulations or as an alternative demonstration of conformance to environmental regulations.

One issue that will concern U.S. companies is the legal implications of an ISO 14001 audit. Registrars appear to be in general agreement that regulatory violations discovered during an ISO 14001 audit should be reported to the client's management. But some registrars also say they can foresee circumstances in which the findings of an ISO 14001 audit may be made public.

The best advice I've heard so far: Implement the principles of ISO 14000, but hold off on registration until there's a clear benefit to doing so.

About the author

Paul Scicchitano is managing editor of Quality Systems Update and QSU's Environmental Management Report, monthly newsletters devoted to ISO 9000, QS-9000 and ISO 14000, published by Irwin Professional Publishing, 11150 Main St., Suite 403, Fairfax, VA 22030; telephone (703) 591-9008; fax (703) 591-0971; e-mail: isoeditor@aol.com.